Statutory Disclosure Notice: In accordance with SEBI Circular SEBI/HO/IMD/DF2/CIR/P/2018/137 dated October 22, 2018, and AMFI Master Circular Chapter 4(c)(f), DK FIINSERV hereby discloses all commission rates earned across various Mutual Fund scheme categories. As an AMFI-registered Mutual Fund & SIF Distributor, we operate under a transparent trail commission model to ensure complete alignment with investor interests.
Our Business & Revenue Model:
DK FIINSERV provides execution-only distribution services under Regular Plans of Asset Management Companies (AMCs). We operate exclusively on a Trail Commission Model. We do not receive upfront commissions, nor do we charge any separate direct advisory or processing fees to our clients. All commissions are paid directly to us by the respective AMCs out of the scheme's Total Expense Ratio (TER).
Detailed Scheme Category Commission Matrix
Note on Rate Variations: Commission rates vary across AMCs, asset sizes, and scheme types. The table below outlines the broad commission ranges received by DK FIINSERV across major scheme categories. Scheme-specific exact rates are disclosed on your Consolidated Account Statement (CAS) and are available upon request.
| Scheme Category |
Sub-Category / Broad Mandate |
Risk Profile |
1st Year Trail (p.a.) |
2nd Year+ Trail (p.a.) |
Payout Structure |
| Equity - Large Cap |
Invests in top 100 companies by market capitalization |
Very High |
0.60% - 1.10% |
0.60% - 1.10% |
Trail Only |
| Equity - Mid & Small Cap |
Invests in emerging & mid-sized growth companies |
Very High |
0.75% - 1.25% |
0.75% - 1.25% |
Trail Only |
| Equity - Flexi / Multi Cap |
Dynamic allocation across Large, Mid, & Small cap stocks |
Very High |
0.65% - 1.20% |
0.65% - 1.20% |
Trail Only |
| Equity - ELSS (Tax Saver) |
Equity funds with 3-year statutory lock-in period (Sec 80C) |
Very High |
0.70% - 1.25% |
0.70% - 1.25% |
Trail Only |
| Equity - Sectoral / Thematic |
Concentrated exposure to specific sectors (IT, Pharma, Banking) |
Very High |
0.75% - 1.30% |
0.75% - 1.30% |
Trail Only |
| Hybrid - Aggressive |
65%-80% Equity allocation with debt balance |
High |
0.50% - 1.05% |
0.50% - 1.05% |
Trail Only |
| Hybrid - Balanced Advantage |
Dynamic asset allocation based on market valuation models |
Moderate to High |
0.50% - 1.00% |
0.50% - 1.00% |
Trail Only |
| Hybrid - Arbitrage |
Exploits price differentials in cash & derivatives markets |
Low |
0.20% - 0.45% |
0.20% - 0.45% |
Trail Only |
| Debt - Short / Medium Duration |
Debt instruments with 1 to 4 years Macaulay duration |
Moderate |
0.25% - 0.65% |
0.25% - 0.65% |
Trail Only |
| Debt - Corporate Bond / Gilt |
High-rated corporate bonds and Sovereign Government Securities |
Low to Moderate |
0.20% - 0.55% |
0.20% - 0.55% |
Trail Only |
| Liquid & Overnight |
Debt securities maturing up to 91 days / 1 day |
Low |
0.05% - 0.15% |
0.05% - 0.15% |
Trail Only |
| Passive - Index Funds / ETFs |
Passively tracks benchmarks like Nifty 50 or Sensex |
Market Risk |
0.05% - 0.25% |
0.05% - 0.25% |
Trail Only |
Principles Guiding Our Recommendations
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Suitability First
Product selection is strictly dictated by your risk profile, financial goals, and investment horizon. Commission rates do not influence recommendations.
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No Entry or Direct Fees
We do not bill clients directly. All distributor remuneration is paid by Asset Management Companies out of the approved Expense Ratio.
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Zero Conflict Incentives
We do not accept gifts, sponsored foreign travel, contest prizes, or indirect incentives from any Asset Management Company.
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Statement Disclosures
The exact rupee value of commissions earned by DK FIINSERV on your investments is disclosed in your Consolidated Account Statement (CAS).
π« Strictly Prohibited Practices Under Our Compliance Standard
- Recommending scheme switches or churn solely to generate fresh commissions for the distributor.
- Receiving upfront commissions or off-book cash payouts from fund houses or third parties.
- Splitting single large investment applications into smaller units to manipulate transaction fee limits.
- Promising or guaranteeing specific rates of return on mutual fund market investments.
